FAQ
Internal Audit FAQ
1. Who
are internal auditors?
As
defined by the Institute of Internal Auditors (IIA), "Internal auditing is
an independent, objective assurance and consulting activity designed to add
value and improve an organization's operations. It helps an organization
accomplish its objectives by bringing a systematic, disciplined approach to
evaluate and improve the effectiveness of risk management, control, and
governance processes. Internal Auditors' roles include monitoring, assessing,
and analysing organizational risk and controls; and reviewing and confirming
information and compliance with policies, procedures, and laws. Working in
partnership with management, internal auditors provide the board, the audit
committee, and executive management assurance that risks are mitigated and that
the organization's corporate governance is strong and effective. And, when
there is room for improvement, internal auditors make recommendations for
enhancing processes, policies, and procedures."
2. Why
does Air Niugini have an internal audit function?
The
Internal Audit Office exists by charter and by-law to assist Air Niugini
management and the Audit Committee Chairman & BOD in effectively fulfilling
their responsibilities. We are charged with examining and evaluating the
policies, procedures, and systems which are in place to ensure: the reliability
and integrity of information; compliance with policies, plans, laws, and
regulations; the safeguarding of assets; and, the economical and efficient use
of resources. In simpler words, we're here to help.
3. How
are reviewed areas selected for audit?
An
annual audit plan is developed by the Chief Internal Auditor together with
Senior Internal Auditors based on significance and risk. This plan is reviewed
and approved by the Board of Directors through the Board Audit Sub-Committee.
In addition, special projects and investigations are undertaken upon request by
the Management or the Board of Directors.
4. What
are internal auditors looking for?
Primarily
compliance with Air Niugini policies and sound internal controls. Air Niugini’s
policies are designed to help ensure we all comply with applicable laws and
regulations and operate efficiently. By following these policies we help
protect Air Niugini from unnecessary risks and help ensure sound business
practices are consistent throughout the company. However, not all internal
controls can be codified in policy. If we find control weaknesses, we regularly
make recommendations to implement a control even though it may not be specifically
required by policy.
5. Are internal auditors responsible for internal
controls?
Management
is responsible for maintaining an adequate system and designing of internal
control. Internal auditors independently evaluate the adequacy and effectiveness
of the existing internal control systems by analyzing and testing controls. The
Internal Audit Department makes recommendations, based on independent review
and assessment to management to improve controls.
6. What
if something isn't handled correctly?
IA
only makes realistic and achievable recommendations for improvement. It is the
responsibility of the management to weigh possible additional costs of
implementing our recommendations in terms of benefits to be derived and the
relative risks involved.